Compliance Officer Jobs in Stamford, CT

AXA Investment Managers - Stamford, United States (+1 location)

Job Purpose Compliance officer that will be responsible for supporting the local compliance program and related regulatory obligations Key Accountabilities Support the Code of Ethics Program Competitive

from: efinancialcareers.com - 4 days ago

Larson Maddox - New York, NY, United States

every employee's value and they have created a strong company culture. We have partnered with this prestigious firm to find a Compliance Officer with 5+ years of experience working with vendor policies

from: linkedin.com - 2 days ago

Roots Recruiting - New York, NY, United States

CCO (New York, NY): Our client is seeking a dynamic and experienced Chief Compliance Officer to join their team. The CCO will be responsible for overseeing and managing all aspects of the company's

from: linkedin.com - 2 days ago

In House Jobs | JDHuntr - Greenwich, CT

In House Counsel Jobs | JDHuntr 39170 Compliance Officer, Greenwich, CT To apply go to JDHuntr.com Developing and managing the firms compliance testing program, including testing procedures

from: get.it - More than 30 days ago

Cardea Group - New York, NY, United States

Compliance Officer (New York, NY) : Our client, a successful investment manager with over $15B in AUM, is hiring a motivated individual to join their legal and compliance team. This new hire

from: linkedin.com - 8 days ago

Cardea Group - New York, NY, United States

Chief Compliance Officer (New York, NY): Our client, a successful global investment fund with over $50B in AUM, is hiring for an exceptional compliance professional to assume the role of Chief

from: linkedin.com - 5 days ago

PIMCO - New York, United States

succeed and this has led to PIMCO being recognized as an innovator, industry thought leader and trusted advisor to our clients. Overview PIMCO is seeking a Senior Compliance Officer to join its global Competitive

from: efinancialcareers.com - 4 days ago

LHH - , NY, United States

LHH Recruitment Solutions is working on an EXCITING Corporate Counsel/Compliance Officer opportunity with a company located in Suffolk County, New York. This is a HYBRID position. Core

from: linkedin.com - 6 days ago

Tandym Group - New York, NY, United States

A financial services firm in New York City is currently seeking an experienced professional to join their team as their new Trade Compliance Officer. In this role, the Trade Compliance Officer

from: linkedin.com - 8 days ago

Interactive Brokers Group, Inc. - Greenwich, Connecticut, USA

and talented individual to join its Compliance group. The candidate will report to the Communications Compliance Officer and focus on helping the Firm stay up to date necessary in its communications database

from: Ivyexec.com - 3 days ago