Investment Compliance Jobs in Plano, TX

Frisco, TX

for assigned employees. Meets with assigned staff to identify and resolve any and all problems. Manages the CIP compliance of developer agreements and creates contract compliance documentation. Oversees monthly $84,324.76 - $130,703.30 Annually

from: Governmentjobs.com - 21 days ago

Global Atlantic Financial Group - Dallas, TX, United States

& investor reporting. Develop quarterly dividend recommendation for Co-Investment Vehicles Expand availability of monthly information and identify and champion initiatives to accelerate the close process

from: linkedin.com - 26 days ago

Spectrum Financial Group - Dallas, US

service, new business and underwriting, advanced sales support, and dedicated compliance resources - A team of seasoned investment and trust specialists to meet your clients’ unique estate planning

from: jobscore.com - 28 days ago

IQ-EQ - Dallas, Texas

Job Description Position Summary: Support and assist IQEQ’s investment adviser client by providing regulatory compliance services through oversight of the execution and continuous improvement

from: resume-library.com - 27 days ago

IQ-EQ - Dallas, Texas

team in the assessment, development, implementation, and testing of compliance programs for our clients in the alternative and traditional investment sector, including private equity, hedge, and venture

from: resume-library.com - 27 days ago

Keller Executive Search - Dallas, TX

budgeting and forecasting processes, evaluate investment opportunities, and ensure compliance with financial regulations. Key responsibilities include: Develop and implement financial strategies to support 250,000 - 270,000

from: workable.com - More than 30 days ago

Keller Executive Search - Dallas, Texas

budgeting and forecasting processes, evaluate investment opportunities, and ensure compliance with financial regulations. Key responsibilities include: Develop and implement financial strategies to support

from: resume-library.com - More than 30 days ago

Resolute Investment Managers - Irving, TX 75039, USA

Resolute Investment Managers, Inc. Marketing Review Analyst, Compliance Resolute Investment Managers, Inc. ("Resolute") is a diversified, multi-affiliate asset management platform that partners

from: applicantpro.com - More than 30 days ago