111 Compliance Officer Jobs in Stamford, CT
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Compliance Officer AXA Investment Managers - Stamford, United States Job Purpose Compliance officer that will be responsible for supporting the local compliance program and related regulatory obligations Key Accountabilities Support the Code of Ethics Program Competitive 4 days ago
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Compliance Officer - Market Data Larson Maddox - New York, NY, United States every employee's value and they have created a strong company culture. We have partnered with this prestigious firm to find a Compliance Officer with 5+ years of experience working with vendor policies 2 days ago
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Chief Compliance Officer Roots Recruiting - New York, NY, United States CCO (New York, NY): Our client is seeking a dynamic and experienced Chief Compliance Officer to join their team. The CCO will be responsible for overseeing and managing all aspects of the company's 2 days ago
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In House Counsel Jobs | JDHuntr 39170 Compliance Officer, Greenwich, CT In House Jobs | JDHuntr - Greenwich, CT In House Counsel Jobs | JDHuntr 39170 Compliance Officer, Greenwich, CT To apply go to JDHuntr.com Developing and managing the firms compliance testing program, including testing procedures More than 30 days ago
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Compliance Officer Cardea Group - New York, NY, United States Compliance Officer (New York, NY) : Our client, a successful investment manager with over $15B in AUM, is hiring a motivated individual to join their legal and compliance team. This new hire 8 days ago
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Chief Compliance Officer Cardea Group - New York, NY, United States Chief Compliance Officer (New York, NY): Our client, a successful global investment fund with over $50B in AUM, is hiring for an exceptional compliance professional to assume the role of Chief 5 days ago
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Senior Vice President, Compliance Officer PIMCO - New York, United States succeed and this has led to PIMCO being recognized as an innovator, industry thought leader and trusted advisor to our clients. Overview PIMCO is seeking a Senior Compliance Officer to join its global Competitive 4 days ago
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Corporate Counsel/Compliance Officer LHH - , NY, United States LHH Recruitment Solutions is working on an EXCITING Corporate Counsel/Compliance Officer opportunity with a company located in Suffolk County, New York. This is a HYBRID position. Core 6 days ago
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Trade Compliance Officer Tandym Group - New York, NY, United States A financial services firm in New York City is currently seeking an experienced professional to join their team as their new Trade Compliance Officer. In this role, the Trade Compliance Officer 8 days ago
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Analyst – Communications Compliance Interactive Brokers Group, Inc. - Greenwich, Connecticut, USA and talented individual to join its Compliance group. The candidate will report to the Communications Compliance Officer and focus on helping the Firm stay up to date necessary in its communications database 3 days ago
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